Urgent Opening For Compliance Manager

Experience - 5 - 7 years

Location - Mumbai

Job description - Roles and Responsibilities

• Be aware of all SEBI guidelines and circulars applicable for CRA operations.
• Facilitating the conduct of periodical Rating Committee Meetings encompassing fixation of meeting date in consultation with CRO and Rating Committee members.
• Issuances of Notices of the aforesaid meetings and preparation & dispatch of agenda and subsequent preparation of Minutes & obtain confirmation from the concerned Chairman of the meetings.
• Be aware of and understand the implication of various central & state laws of the company and ensuring compliances.
• Ensuring all applicable regulatory compliances (like SEBI, RBI, MSME, etc.) are met whenever required including periodic disclosures and approvals with respect to Board and Board Committees.
• Ensuring effective internal control and management information systems to ensure effective compliance of all rules pertaining to CRA.
• Ensure wide dissemination of company's policies and code of conduct and strive to ensure employees are fully compliant with policies and code of conduct at all times.
• Discharge your duties both lawfully and ethically.
• Ensuring that your Reporting Officers are properly informed, and that sufficient information is provided to them to form appropriate judgments.
• To ensure adherence to timelines.

Desired Candidate Profile

MBA / PGDM with Finance / CS or Pursuing CS

Knowledge of SEBI & RBI compliance